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Clearpoint Advisory
Important. Clearpoint Advisory is not a CPA firm, so we provide SOC 2 readiness and preparation consulting only. The formal examination and report are performed by a separate, licensed, independent CPA firm.

Guide

SOC 2 Type 1: a snapshot of your controls on one day

A SOC 2 Type 1 report says your controls were designed properly on one specific date. So it is fast and cheaper, but it does not show the controls kept working afterwards.

  • Preparation, not the examination
  • A licensed CPA firm signs the report
  • Plain-English guidance
Soc 2 type 1: prepare, fieldwork and report

What a SOC 2 Type 1 report proves

The CPA firm looks at your controls as of a single date and judges whether they are suitably designed. However, it does not test whether they operated over time. That is the job of a Type II.

Because of that, many buyers treat a Type 1 as a stopgap. Still, it is real evidence, and it can unblock a deal while a Type II is under way.

How long SOC 2 Type 1 takes

There is no watch period, so the timeline is short. The phases below come from typical first-time engagements.

PhaseTypical time
Readiness and gap analysis1 to 2 months.
RemediationUsually folded into readiness.
Fieldwork and reporting2 to 3 weeks.
Total1 to 3 months.

Is SOC 2 Type 1 right for you?

Tick what applies. Several ticks suggest a Type 1 makes sense first.

Your result appears here as you tick, so you can see what is still open.

What SOC 2 Type 1 costs

The CPA firm's fee for a Type 1 usually runs $5,000 to $30,000. Preparation is separate, and our fixed fee runs $5,000 to $40,000 depending on scope and maturity. Also, the same scope can be quoted very differently by a boutique, a mid-tier firm or one of the Big Four.

When to choose SOC 2 Type 1

Ask your customer first, in writing. If they accept a Type 1, take it, because it is faster and cheaper. But if they insist on a Type II, going through a Type 1 first mostly adds cost rather than saving time.

  • Choose it when a deal is blocked right now
  • Choose it when the customer explicitly accepts it
  • Skip it when the customer already refused one

What comes after

Most companies move to a Type II within a year, since nearly every enterprise buyer eventually expects one. The controls you built for the Type 1 then start their watch period. We are not a CPA firm, so we prepare you, while a licensed firm examines you. See the AICPA guidance on SOC 2.

SOC 2 Type 1 questions

Is SOC 2 Type 1 worth it?

Yes, when a customer accepts it and a deal is waiting. Otherwise, go straight to Type II.

Does a Type 1 expire?

It describes one date, so buyers often ask how old it is. Most expect a Type II later.

Can we fail a SOC 2 Type 1?

The CPA firm can issue a qualified opinion if controls are poorly designed, so readiness matters.

Is there a SOC 2 certificate?

No. There is no such thing as SOC 2 certification, only an attestation report.

Related guides

Prepare for SOC 2 Type 1 the right way

Tell us the customer request and your size. We reply with a written scope and a fixed preparation fee.

Scope your preparation